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Introduction
Why Literature Matters
In the opening chapters of Charles Dickens’s novel
Hard Times
(1854), the Utili-
tarian politician Thomas Gradgrind warns the teachers and pupils athis“model”
school to avoid using their imaginations. “Teach these boys and girlsnothingbut
Facts.Factsalonearewantedinlife,”exclaimsMr.Gradgrindtotheschoolmaster,
Mr. M’Choakumchild. To press his point, Mr. Gradgrind asks “girl number
twenty,” Sissy Jupe, whose father performs in the circus, to define a horse. When
she cannot, Gradgrind turns to Bitzer, a pale, lifeless boy who “looked as though,
if he were cut, he would bleed white.” A “model” student of this “model” school,
Bitzer gives exactly the kind of definition to satisfy Mr. Gradgrind:
“Quadruped.Graminivorous.Fortyteeth,namely,twenty-fourgrinders,foureye-
teeth, and twelve incisive. Sheds coat in spring; in marshy countries, sheds
hoofs.”
Anyone who has any sense of whata horse isrebelsagainstBitzer’slifelessversion
of that animal and against the “Gradgrind” view of reality. Like The GrinchWho
Stole Christmas, or like Dickens’s own Ebenezer Scrooge in
A Christmas Carol
,
Gradgrind wants to kill the irrational spirit; he wants to deal only with material
things that can be bought and sold and with qualities that can be measured and
counted. As these first scenes of
Hard Times
lead us to expect, in the course of the
novel the fact-grinding Mr. Gradgrind learns that human beings cannot live on
facts alone; that it is dangerous to stunt the faculties of imagination and feeling;
that, in the words of one of the novel’s more lovable characters, “People must be
amused.”Throughthedownfallofanexaggeratedenemyofimagination,Dickens
reminds us why we like and even
need
to read literature.
Over the ages, people like Gradgrind have dismissed literature as a luxury, a
frivolous pastime, or even a sinful indulgence. Pretending to agree with theGrad-
Writing is not literature
unless it gives to the reader a
pleasure which arises not
only from the things said, but
from the way in which they
are said.
—STOPFORD BROOKE
grinds of the world, Oscar Wilde asserted that“allart
isquiteuseless”;butbythisWildewassuggestingthat
beauty and pleasure are the sole aims of the arts,
including imaginative literature. Others (including
Dickens himself) have argued for a kind of middle
ground between the positions of a Gradgrind and a
Wilde, insisting that literature should and does
instruct as well as entertain.
Wonderfully, instruction and delight often go hand in hand in our experience
of literature: we learn from what delights us or what leads us to appreciate new
kinds of delight. The pleasure of reading comes in many varieties, however, and
sometimes the best pleasures require an effort that beginners tend to call pain. A
lot of the writing that is called
literature
is at first difficult for any readertograsp.
But if we read literature only for pleasure, why would we bother with any pieceof
writing that requires such effort? One answer is that new kinds of pleasure open
1
2
INTRODUCTION
up through that effort. As we challenge ourselves toreadmoredifficultliterature,
webecome able toextendourselvesfurther,muchlikeathleteswhotrainforheav-
ier weights or longer jumps with repeated practice.
Another answer came from Wilde himself, for whom literature is of supreme
importance precisely because it frees us from the utilitarian preoccupations and
activities of daily life. We value literature (all art, really) for breaking the rules of
the ordinary. In some kinds of written entertainment, we find immediate
“escape,” but even imaginative writing that is more difficult to read and under-
stand than a John Grisham or Patricia Cornwell novel offers escape of a sort: it
takes us beyond familiar ways of thinking. A realistic story, poem, or play can
satisfy a desire for broader experience, even unpleasant experience; we can learn
what it might be like to grow up on a Canadian fox farm, for example, or to
clean ashtrays in the Singapore airport. We yearn for such knowledge in a very
personal way, as though we can know our own identities and experiences only
by leaping over the boundaries that usually separate us from other selves and
worlds. As even Wilde might have conceded, literature seems extremely
useful
in
this respect.
Ultimately, it is impossibletoseparateknowledgefromimaginationorinstruc-
tion from pleasure. For many ages, different peoples have affirmed that while
imaginative writing may be like playing, such play is the closest we come to grap-
pling with the complexity of life. Perhaps nothing is more important; perhaps
literature is the very thing humanity can least afford to do without. Literature
itself provides many examples of characters or even real peoplewhogainafeeling
of mastery, meaning, and purpose through learning to read and to write. Take a
famous episode in
The Autobiography of Malcolm X
(1964). Malcolm X, in prison,
with only an eighth-grade education, realizes he needs to learn standard written
and spoken English if he is to succeed as a leader. He begins by copying every
word in the dictionary and soon moves to absorbing the books on history and
religion in the prison’s extensive library. Whatwere thefruitsofthislabor?“Ihad
never been so truly free in my life....[A]newworld opened to me, of being able
to read and
understand.
” Literacy and a wide knowledge of literature of various
kinds can be a sort of franchise, like the vote, and can launch a career.
Literature is the human
activity that takes the fullest
and most precise account of
variousness, possibility, com-
plexity, and difficulty.
—LIONEL TRILLING
You may already feel the power and pleasure to be
gained from a sustained encounter with challenging
reading. Then why not simply enjoy it in solitude, on
your own free time? Because reading isonlyoneofthe
activities involved in gaining a full understanding of
literature. Literature has a history, and learning that
historymakesallthedifferenceinthepleasureyoucan
derive from literature. By studying different kinds of literature, or
genres,
as well
as different works from various times in history and from various national
traditions—by becoming familiar with the conventions of writing a sonnet in sev-
enteenth-century England or of writing a short story in 1920s America—you can
cometoappreciateandevenloveworksthatyoumighthavedislikedifyousimply
read them on your own. Discussing works with your teachers and otherstudents,
and writing about them, will give you practice in analyzingthem ingreaterdepth.
A clear understanding of the aimsand designs ofa story,poem,orplayneverfalls
like a bolt from the blue. Instead, it emerges from a process that often involves
comparing this work with other works of its genre, trying to put into words
how
WHAT IS LITERATURE?
3
and
why
this work had such an effect on you, and responding to what others say
or write about it.
Yet studying literature involves more than cultivating your own skills and
insights. Reading can open worlds and change a person’s life, but literature also
has the potential for political effects. The international best-seller
Uncle Tom’s
Cabin
(1852), for example, helped create such strongantislaverysentimentsbefore
the U.S. Civil War that Abraham Lincoln reportedly described its author, Harriet
Beecher Stowe, as “the little lady who started the big war.” The personal and the
political effects of literature intertwine. A sense of self and an identity as part of
a group or a nationality are shaped and reinforced by respected traditions, and
many groups and nations now try to recover and protect their own literary
traditions rather than be misrepresented by the writings of others. Margaret
When other people tell your
story, it always comes out
crooked.
—CHIPPEWA ELDER
Atwood hasclaimedthatwhenCanadianliteraturewas
ignored, for instance, Canada itself seemed tohavefor-
gotten its identity. Since the 1970s, Canada and many
other former colonies of European countries have
recovered and developed thriving literatures of their
own. Instead of one
canon
—or a single selective list of the most-recognized or
most-esteemedworks—therearenowmanycanonsofliteraturewritteninEnglish.
“The Canon”
As you begin your college-level study of literature, a debate rages all around you
about“thecanon.”Althoughthisdebatehasmanydimensions,itisoftenreduced
to questions about which authors should be included in literature courses and
anthologies: why Dryden and Pope but not Aphra Behn; why Ralph Ellison and
not Zora Neale Hurston; why Joseph Conrad or Doris Lessing and not V.S. Nai-
paul or Bessie Head?
Whom
we publish and teach matters, because our choices
convey certain messages about the many kinds of people who have made an art
of writing. There are many more people who have expressedthemselvesinwriting
than you will be able to read in your lifetime, let alone your college career or this
semester.Anyanthology,anyliteraturecourse,leavesoutfarmorethanitincludes.
The anthology you hold in your hands represents a diverse array of authors both
ancient and modern, but it does not treat an assortment of types of authorsasan
end in itself. The works included here are
good
—each after its kind is a splendid
creation—but of course such a judgment of quality requires some supportingevi-
dence. As you read, you can gather the most telling evidence, identify your own
standardsforjudgingtexts,defineyourownapproachestointerpretingthem,and
finally decide for yourself whether these works belong in the book or in your
personal “canon.”
Debates about the canon and about whom we should include on the list of
literary “greats” won’t end soon, largely because such arguments are part of a
discussion as old as literature itself. And even the notion of “literature” has had
an interesting history.
What Is Literature?
Before you opened this book, you probably could guess that it would containthe
sorts of stories, poems, and plays you have encountered in English classes or in
4
INTRODUCTION
the literature section of a library or bookstore. The three genres of imaginative
writing that we select for
The Norton Introduction to Literature
form the heart of
literature as it has been defined in schools and universities for over a century.
The
Oxford English Dictionary (OED)
defines literature as “writing which has claim to
consideration on the ground of beauty of form or emotional effect.” The key
elements in this definition may be
writing
—after all, the words
literature
and
letters
have roots in common—and
beauty
and
emotion
. But we sometimes use the word
literature
to refer to writing that has little to do with feelings or artful form, as in
“scientific literature”—the articles on a particular subject—or “campaign litera-
ture.” And at least some of the nonfictional works studied in literature class-
rooms—MartinLutherKingJr.’s“LetterfromBirminghamJail,”forexample—were
originally intended as “campaign literature” of one sort or another.
Literature is not things but a
way to comprehend things.
—NORMAN N. HOLLAND
Could literature, then, include
anything
written?Or
could it include works that do not depend on written
words,suchasstagedperformancesorworksrecorded
on media such as videotape or film? Every societyhas
forms of oral storytelling or poetry, and some peoples do not write down the
cherished myths and traditions that are their “literature.” If you go on to take
more classes in literature or to major in English or another language, you might
encounter texts that stretch the concept of literature still further: Web sites or
electronic games, for example.
The concept of “literature” as we know it is fairly new. Two hundredyearsago,
before universities were open to women or people of color, a small male elite
studied the ancient classics in Greek and Latin, never dreaming of taking college
coursesaboutpoetryorfictionordramawritteninthemodernlanguagesinevery-
day use. Before modern literaturebecamepartofthecollegecurriculum,theword
literature
itself had to be invented. At first, it referred to the cultivationofreading
or the practice of writing (“he was a man of much literature”). Only later did it
refer to a specialized category of works. Over time, this category narrowed more
and more, eventually designating only a special set of imaginative writings, par-
ticularly associated with a language and nation (as in “English,” “American,” or
“French” literature). Roughly speaking, by 1900 a college student could take a
course in English literature, and the syllabus would exclude most nonfictional
forms of writing, from travel writing and journalism to biography, history, or
philosophy. Although students at the time would havereadwidelyinthesegenres
ofnonfiction,thecurriculumin“Englishliterature”hadbecomeawalled-inflower
garden filled with works of beauty, pleasure, and imagination, and its walls held
fast for most of the twentieth century.
National literature is now
rather an unmeaning term;
the epoch of world literature
is at hand, and everyone
must strive to hasten its
approach.
—J. W. GOETHE
Butnow,asyoubeginthisintroductiontoliterature
in the twenty-first century, the walls ofthatgardenare
coming down. Literature today generally encompasses
oralandevenvisualforms(filmandvideobeingclosely
related to drama, of course), and it takes in, as it did
long ago, writings of diverse design and purpose,
including nonfiction. Asatwenty-first-centurystudent
of literature, you may feel the pleasure of reading the
best imaginative writings of the past, hoping with the speaker of Keats’s “Ode on
Melancholy” to “burst Joy’s grape against” your “palate fine”—to test your palate
or taste for the beauty of language and form. Obviously, the garden reserved for
THINKING CRITICALLY ABOUT LITERATURE
5
beautiful poetry, fiction, and drama is flourishing; this anthology is testament to
itscontinuedhealth.Butthefieldsbeyondtheunwalledgardenarewildandinvit-
ing as well.
Since there has never been absolute, lasting agreement about
what
counts as
literature, we might consider instead
how
and
why
we look at particular forms of
expression. A song lyric, a screenplay, a supermarket romance, a novel by Toni
Morrison or Thomas Mann, and a poem by Walt Whitman or KatherinePhilips—
each may be interpreted in
literary ways
that yield insights and pleasures. Honing
your skills at this kind of interpretation is the primary purpose of this book and
most literature courses. By learning to recognize how a story, poem, or play
works—not only how it is beautiful and pleasurable but also how it is
effective
—
you should gain interpretative skills that you can take with you whenyouexplore
zones outside the garden of literature.
Thinking Critically about Literature
From the start of your first encounter with a literary work, you begin the process
of
literary criticism
as you formulate questions about the mode (
is this fiction? is it
a novel?
), the manner (
who is the narrator? is the style modern, funny?
), and the aims
of the text (
is it satiric? is the reader supposed to sympathize with the main character?
).
To read the text well, you need to pick up on signals about the way the text is
formed,andalmostassoonasyouhavenoticedthesesignals,youbegintoexplain
what they might mean. Your critical reading of a work could start with a simple
catalog of its
elements:
you could name the
characters;
retell the
action;
identify
the
meter
and
rhyme scheme.
Bywritingtheseobservationsdown,youmightfind
newdetailstoobserveintheprocess.Yourreadingandwritingaboutaworkcould
advance a step further with the help of literary terms, such as
stanza, narrator,
metaphor,
because these terms conveniently and quickly identify specific effects
andhelptoconnectthemtosimilartechniquesorfeaturesofotherworks.Agood
reader quickly moves from noticing details of a work to interpreting the signifi-
canceofthewayelementsarecombinedinthisparticularwork.Apracticedreader,
further,comparesthisworktoothers,recognizingthecharacteristicsof,say,realist
novels or lyrics about love, and noting how this particular example distinguishes
itself from others of its genre. Whenever you read, you make crucial assessments
of this sort, perhaps even subconsciously.
If you have made a good mental picture of the work and noted your detailed
observations, you have laid the foundation of good critical reading and writing.
Yet a description of details is not enough for an essay of literary criticism. As a
student in a course on literature, you will be discussing works of literature with
your class and writing interpretations of these works, to be read by classmates,
your instructor, perhaps a parent or friend. Remember that
your
reader will want
to learn something from your essay that is not in plain view on a first reading of
theliterarywork.Criticism,inotherwords,becomesworthwhilewhenitexpresses
something unexpected or debatable about a work. This does not mean that good
criticism consists of an extreme interpretation based on your own personal feel-
ings. To be persuasive, your critical writing needs to support your impressions
with the sort of evidence—suchasthe detailsthatyouhavenotedinpreparation—
that will convince others to share your impressions. You will need to argue a case
for your interpretation; often the heart of your argument is that the specific evi-
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