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7
States of Consciousness
THEME:
Understanding states of
consciousness can promote
self-awareness and enhance
personal effectiveness.
Key Questions
Key Questions
What is an altered state
of consciousness?
Do dreams have meaning?
How is hypnosis done, and what are
its limitations?
What are the effects of sleep loss or
changes in sleep patterns?
How does sensory deprivation
affect consciousness?
Are there different stages of sleep?
How does dream sleep differ from
dreamless sleep?
What are the effects of the more com-
monly used psychoactive drugs?
What are the causes of sleep disorders
and unusual sleep events?
How are dreams used to promote
personal understanding?
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Preview
A Visit to Several States (of Consciousness)
At a park in Amsterdam, a group of street musicians smoke
a joint and sing for spare change.
In Tucson, Arizona, one of your authors pours himself an-
other cup of coffee.
In New Zealand, a Maori tohunga (priest) performs a night-
long ritual to talk to the spirits who created the world in
the mythical period the Aborigines call Dreamtime.
In Toronto, Canada, three businesspeople head for a popu-
lar tavern after a stressful day.
In the American Southwest, a Navajo elder gives his con-
gregation peyote tea, a sacrament in the Native Ameri-
can Church, as a drumbeat resounds in the darkness.
In Northern Ireland, a nun living in a convent spends an
entire week in silent prayer and contemplation.
In Los Angeles, California, an aspiring actor consults a hyp-
notist for help in reducing her stage fright.
In Berkeley, California, an artist spends 2 hours in a fl ota-
tion chamber to clear her head before resuming work
on a large painting.
What do all these people have in common? Each
person seeks to alter consciousness—in different ways,
to different degrees, and for different reasons. As these
examples suggest, consciousness can take many forms. In
the discussion that follows, we will begin with the familiar
realms of sleep and dreaming and then move to more
exotic states of consciousness.
States of Consciousness—The
Many Faces of Awareness
tion (such as “highway hypnotism” on long drives), unusual
physical conditions (for example, high fever, hyperventilation,
dehydration, sleep loss, near-death experiences), restricted sen-
sory input, and many other possibilities. In some instances, al-
tered states have important cultural meanings. (See “Conscious-
ness and Culture” for more information.)
An unconscious person will die without constant care. Yet as
crucial as consciousness is, we can’t really explain how it occurs.
Nevertheless, it is possible to identify various states of conscious-
ness and to explore the role they play in our lives. Let’s begin with
a guided tour of sleep and dreaming.
To be conscious means to be aware.
Consciousness
consists of all
the sensations, perceptions, memories, and feelings you are aware
of at any instant (Hobson, 2001; Koch, 2004). (See “What Is It
Like to Be a Bat?”). We spend most of our lives in
waking
consciousness,
a state of clear, organized alertness. In waking
consciousness we perceive times, places, and events as real, mean-
ingful, and familiar. But states of consciousness related to fatigue,
delirium, hypnosis, drugs, and euphoria may differ markedly
from “normal” awareness. Everyone experiences at least some al-
tered states, such as sleep, dreaming, and daydreaming. In every-
day life, changes in consciousness may also accompany long-
distance running, music, lovemaking, or other circumstances.
Sleep—A Nice Place to Visit
Each of us will spend some 25 years of life asleep. Contrary to
common belief, you are not totally unresponsive during sleep.
For instance, you are more likely to awaken if you hear your own
name spoken, instead of another’s. Likewise, a sleeping mother
may ignore a jet thundering overhead but wake at the slightest
whimper of her child. It’s even possible to do simple tasks while
asleep. In one experiment, people learned to avoid an electric
shock by touching a switch each time a tone sounded. Eventually,
they could do it without waking. (This is much like the basic sur-
vival skill of turning off your alarm clock without waking.) Of
course, sleep does impose limitations. Don’t expect to learn math,
a foreign language, or other complex skills while asleep (Druckman
& Bjork, 1994; Wood et al., 1992).
Altered States of Consciousness
How are altered states distinguished from normal awareness?
During
an
altered state of consciousness
(ASC), changes occur in the
quality and pattern of mental activity. Typically there are distinct
shifts in our perceptions, emotions, memories, time sense,
thoughts, feelings of self-control, and suggestibility (Tart, 1986).
Defi nitions aside, most people know when they have experienced
an ASC.
Are there other causes of ASCs?
In addition to the ones men-
tioned, we could add the following: sensory overload (for exam-
ple, a rave, Mardi Gras crowd, or mosh pit), monotonous stimula-
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States of Consciousness
225
CRITICAL THINKING
What Is It Like to Be a Bat?
Imagine hurtling through the air on leather wings while shrieking
noisily. Suddenly, the echo of your own voice draws your attention
to a moth that is frantically trying to evade you. You careen after
it, twisting through the pitch-black jungle. Dodging trees and
other bats, you catch the moth and savor your fi rst meal of the
still-young night.
In his famous essay, “What Is It Like to Be a Bat?” Thomas Na-
gel (1974) points out that we can learn a lot about bats from an
objective,
third-person
point of view. Scientifi cally, we know that
bats use echolocation to hunt insects at night. But what does that
feel
like from a subjective,
fi rst-person
point of view? Have you ever
been curious about what it is like to be a bat, or a dog, or a cat?
What runs through Rover’s mind when he sniffs other dogs? Does
Rover have dreams? Are they as strange as ours? Do cats ever
worry about the future? Do they like music? Do animals feel joy?
According to Nagel, we cannot directly know the fi rst-person
experience of animals (or even other people, for that matter).
However, it is reasonable to assume that bats must experience
something,
whereas inanimate objects, such as rocks, experience
nothing.
The diffi culty of knowing other minds is why behaviorism re-
placed introspectionism early in psychology’s history. (Remember
Chapter 1?) A basic challenge for psychology is to use objective
studies of the brain and behavior to help us understand the mind
and consciousness, which are fundamentally fi rst-person phenom-
ena (Grossenbacher, 2001; Hobson, 2001; Koch, 2004).
Because sleep is familiar, many people think they know all
about it. Before reading more, test your knowledge with the fol-
lowing Sleep Quiz. Were you surprised by any of the answers?
Let’s see what we know about our “daily retreat from the world.”
Sleep Quiz
1.
People can learn to sleep for just a few hours a night and still
function well. T or F?
2.
Everyone dreams every night. T or F?
3.
The brain rests during sleep. T or F?
4.
Resting during the day can replace lost sleep. T or F?
5.
As people get older, they sleep more. T or F?
6.
Alcohol may help a person get to sleep, but it disturbs sleep
later during the night. T or F?
7.
If a person goes without sleep long enough, death will occur.
T or F?
8.
Dreams mostly occur during deep sleep. T or F?
9.
A person prevented from dreaming would soon go crazy.
T or F?
10.
Sleepwalking occurs when a person acts out a dream. T or F?
●
Figure 7.1
Not all animals sleep, but like humans, those that do have
powerful sleep needs. For example, dolphins must voluntarily breathe
air, which means they face the choice of staying awake or drowning. The
dolphin solves this problem by sleeping on just one side of its brain at a
time! The other half of the brain, which remains awake, controls breathing
(Jouvet, 1999).
The Need for Sleep
How strong is the need for sleep?
Sleep is an innate
biological rhythm
that can never be entirely ignored (Lavie, 2001). Of course, sleep
will give way temporarily, especially at times of great danger. As
comedian and fi lmmaker Woody Allen once put it, “The lion and
the lamb shall lie down together, but the lamb will not be very
sleepy.” However, there are limits to how long humans can go
without sleep. A rare disease that prevents sleep always ends with
stupor, coma, and death (Oliwenstein, 1993). (
●
See Figure 7.1.)
Imagine placing an animal on a moving treadmill over a pool of
water. Even under these conditions, animals soon drift into repeated
microsleeps. A
microsleep
is a brief shift in brain activity to the pat-
Consciousness
Mental awareness of sensations, perceptions,
memories, and feelings.
Waking consciousness
A state of normal, alert awareness.
Altered state of consciousness
A condition of awareness
distinctly different in quality or pattern from waking
consciousness.
Biological rhythm
Any repeating cycle of biological
activity, such as sleep and waking cycles or changes in body
temperature.
Microsleep
A brief shift in brain-wave patterns to those of
sleep.
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226
CHAPTER 7
HUMAN DIVERSITY
Consciousness and Culture
Throughout history, people have found ways to alter conscious-
ness. A dramatic example is the sweat lodge ceremony of the
Sioux Indians. During the ritual, several men sit in total darkness
inside a small chamber heated by coals. Cedar smoke, bursts of
steam, and sage fi ll the air. The men chant rhythmically. The heat
builds. At last they can stand it no more. The door is thrown open.
Cooling night breezes rush in. And then? The cycle begins again—
often to be repeated four or fi ve times more.
Like the Yoga practices of Hindu mystics or the dances of the
Whirling Dervishes of Turkey, the ritual “sweats” of the Sioux are
meant to cleanse the mind and body. When they are especially
intense, they bring altered awareness and personal revelation.
People seek some altered states for pleasure, as is often true of
drug intoxication. Yet as the Sioux illustrate, many cultures regard
altered consciousness as a pathway to personal enlightenment.
Indeed, all cultures and most religions recognize and accept some
alterations of consciousness. However, the meaning given to these
states varies greatly—from signs of “madness” and “possession”
by spirits, to life-enhancing breakthroughs. Thus, cultural condi-
tioning greatly affects what altered states we recognize, seek, con-
sider normal, and attain (de Rios & Grob, 2005; Heath, 2001).
In many cultures, rituals of healing, prayer, purifi cation, or personal trans-
formation are accompanied by altered states of consciousness.
tern normally recorded during sleep. When you drive, remember
that microsleeps can lead to macro-accidents. Even if your eyes are
open, you can fall asleep for a few seconds. Roughly 2 out of every
100 highway crashes are caused by sleepiness (Lyznicki et al., 1998).
By the way, if you are struggling to stay awake while driving, you
should stop, quit fi ghting it, and take a short nap. Coffee helps too,
but briefl y giving in to sleep helps more (Horne & Reyner, 1996).
Sleep is a necessity. At various times, Randy’s speech was slurred,
and he couldn’t concentrate, remember clearly, or name common
objects (Coren, 1996). Sleep loss also typically causes trembling
hands, drooping eyelids, inattention, irritability, staring, in-
creased pain sensitivity, and general discomfort (Doran, Van
Dongen, & Dinges, 2001; Naitoh et al., 1989).
Most people who have not slept for 2 or 3 days can still do in-
teresting or complex mental tasks (Binks, Waters, & Hurry, 1999),
but they have trouble paying attention, staying alert, and doing
simple or boring routines. For a driver, pilot, or machine operator,
this can spell disaster (Fairclough & Graham, 1999). If a task is
monotonous (such as factory work or air traffi c control), no
amount of sleep loss is safe (Gillberg & Akerstedt, 1998). In fact, if
you lose just 1 hour of sleep a night, it can affect your mood,
memory, ability to pay attention, and even your health (Everson,
1998; Maas, 1999). (See “Teenage Sleep Zombies.”)
How can I tell how much sleep I really need?
Pick a day when you
feel well rested. Then sleep that night until you wake without an
alarm clock. If you feel rested when you wake up, that’s your nat-
ural sleep need. If you’re sleeping fewer hours than you need,
you’re building up a sleep debt (Maas, 1999).
Severe sleep loss can cause a temporary
sleep-deprivation
psychosis
(loss of contact with reality) like Peter Tripp suffered.
Confusion, disorientation, delusions, and hallucinations are typi-
cal of this reaction. Fortunately, such “crazy” behavior is uncom-
Sleep Deprivation
How long could a person go without sleep?
With few exceptions, 4 days
or more without sleep becomes hell for everyone. For example, a
disc jockey named Peter Tripp once stayed awake for 200 hours to
raise money for charity. After 100 hours, Tripp began to hallucinate:
He saw cobwebs in his shoes and watched in terror as a tweed coat
became a suit of “furry worms.” By the end of 200 hours, Tripp was
unable to distinguish between his hallucinations and reality (Luce,
1965). Despite Tripp’s breakdown, longer sleepless periods are pos-
sible. The world record is held by Randy Gardner, who at age 17
went 268 hours (11 days) without sleep. Surprisingly, Randy needed
only 14 hours of sleep to recover. As Randy found, most symptoms
of
sleep deprivation
(sleep loss) are reversed by a single night’s rest.
What are the costs of sleep loss?
Age and personality make a big
difference. Although Peter Tripp’s behavior became quite bizarre,
Randy Gardner was less impaired. However, make no mistake:
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States of Consciousness
227
THE CLINICAL FILE
Teenage Sleep Zombies
Did you ever have to fi ght to stay awake in a high school class?
Hypersomnia
(hi-per-SOM-nee-ah: excessive daytime sleepiness) is
a common problem during adolescence (Carskadon, Acebo, &
Jenni, 2004). The reason? Rapid physical changes during puberty
increase the need for sleep. However, sleep time tends to decease
during the teen years (Fukuda & Ishihara, 2001). At a time when
they need more sleep, many adolescents get less.
If teenagers are sleep deprived, why don’t they just sleep more?
As
children enter puberty, they begin to stay up later at night. How-
ever, they must get up early to attend school, regardless of when
they went to bed. As a result, many teens are seriously sleep de-
prived during the week. Then, on the weekend, they sleep longer
and get up late in the morning (LaBerge et al., 2001). After sleep-
ing extra amounts for 2 days, many teens have diffi culty falling
asleep Sunday night. On Monday, they have to get up early for
school, and the sleep loss cycle begins again.
What can be done about teenage sleep deprivation?
Psychologists
have persuaded some school districts to start classes later so that
high school students can sleep longer. Studies suggest that this
schedule improves learning and reduces behavior problems. In
fact, it looks like some of the “storm and stress” of adolescence
may be ordinary grouchiness caused by sleep loss (Mitru, Millrood,
& Mateika, 2002).
mon. Hallucinations and delusions rarely appear before 60 hours
of wakefulness (Naitoh et al., 1989).
However, this is rare. Only 8 percent of the population are
short
sleepers,
averaging 5 hours of sleep or less per night. On the other
end of the scale we fi nd
long sleepers,
who doze 9 hours or more
(and tend to be daytime worriers) (McCann & Stewin, 1988). Most
of us sleep on a familiar 7- to 8-hour-per-night schedule. For a few
people, however, it is quite normal to sleep as little as 5 hours per
night or as much as 11 hours. Urging everyone to sleep 8 hours
would be like advising everyone to wear medium-size shoes.
Do elderly people need more sleep?
Sleep needs actually remain
fairly constant as people age. However, older people rarely get the
sleep they need. Total sleep time declines throughout life. Those
older than 50 average only 6 hours of sleep a night. In contrast,
Sleep Patterns
Sleep was described as an innate biological rhythm. What does that
mean?
Daily sleep and waking periods create a variety of
sleep
patterns.
Rhythms of sleep and waking are so steady that they
continue for many days, even when clocks and light-dark cycles
are removed. However, under such conditions, humans eventu-
ally shift to a sleep-waking cycle that averages slightly more than
24 hours (24 hours and 10 minutes, to be exact) (Czeisler et al.,
1999). This suggests that external time markers, especially light
and dark, help tie our sleep rhythms to days that are exactly 24
hours long (
Figure 7.2). Otherwise, many of us would drift into
our own unusual sleep cycles (Lavie, 2001).
What is the normal range of sleep?
A few individuals can get by
on only an hour or two of sleep a night—and feel perfectly fi ne.
●
Sleep deprivation
Being prevented from getting desired or
needed amounts of sleep.
Sleep-deprivation psychosis
A major disruption of mental and
emotional functioning brought about by sleep loss.
Sleep patterns
The order and timing of daily sleep and waking
periods.
Short sleeper
A person who averages 5 hours of sleep or less
per night.
Long sleeper
A person who averages 9 hours of sleep or more
per night.
BRIDGES
Daily sleep cycles can be disrupted by rapid travel across time
zones (jet lag) and by shift work.
See Chapter 12, pages 402–403, for more information.
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